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Joel Stephen Mcgovern

Wells Fargo Clearing Services, LLC

Fairless Hills, PA

Philadelphia, PA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2021-01-07
PA RA APPROVED 2021-01-06
  • NJ RA
    APPROVED
    Since 2021-01-07
  • PA RA
    APPROVED
    Since 2021-01-06

Branch Locations

499 S Oxford Valley Rd, Fairless Hills, PA 19030 • United States

100 N 18Th St 22Nd Fl [L2-Rbo], Philadelphia, PA 19103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wachovia Bank, N.A. Jenkintown PA 08/2007 Present
Wells Fargo Advisors Llc Levittown PA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Levittown PA 11/2016 Present
  • 08/2007 → Present
    Wachovia Bank, N.A.
    Jenkintown, PA
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Levittown, PA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Levittown, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-06
S63 Uniform Securities Agent State Law Examination 2007-10-11
  • S66 Uniform Combined State Law Examination
    2021-01-06
  • S63 Uniform Securities Agent State Law Examination
    2007-10-11
Other Names
  • Joel Mcgovern

View on SEC IAPD

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