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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2017-06-09
  • MI RA
    APPROVED
    Since 2017-06-09

Branch Locations

4300 Cascade Road Se Suite 101, Grand Rapids, MI 49546 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co.,Inc Grand Rapids MI 07/2007 Present
Charles Schwab Bank Grand Rapids MI 08/2012 Present
  • 07/2007 → Present
    Charles Schwab & Co.,Inc
    Grand Rapids, MI
  • 08/2012 → Present
    Charles Schwab Bank
    Grand Rapids, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-07-20
S63 Uniform Securities Agent State Law Examination 2007-11-16
  • S66 Uniform Combined State Law Examination
    2013-07-20
  • S63 Uniform Securities Agent State Law Examination
    2007-11-16

View on SEC IAPD

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