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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2025-07-10 |
| TX | RA | APPROVED | 2025-07-10 |
Branch Locations
8620 N New Braunfels Ave Ste 102, San Antonio, TX 78217 • United States
645 Floral Ave Ste B2, New Braunfels, TX 78130 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wayland Baptist University | San Antonio | TX | 06/2008 | 05/2019 |
| Next Financial Group Inc | New Braunfels | TX | 12/2014 | Present |
| Lpl Financial Llc | New Braunfels | TX | 07/2025 | Present |
1- 05/2025 / Riverside Securities / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mth / 140 hrs during trading / At reported business location(s) 2- 05/2025 / Riverside Consulting LLC / Tax Prep/Accounting/CPA / Investment Related / 3 hrs mth / Hutto, TX / Start date: 01/01/2025 3- 05/2025 / Riverside Real Estate / Real Estate Rental / Investment Related / 5 hrs mth / New Braunfels, TX / Start date: 06/30/2025
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-10-15 |
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