Kostas Nickolas Mattis

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-10-11
FL	RA	APPROVED	2015-03-25

TX RA
APPROVED_RES

Since 2021-10-11
FL RA
APPROVED

Since 2015-03-25

Branch Locations

Clearwater, FL • United States

880 Carillon Parkway, St. Petersburg, FL 33716 • UNITED STATES

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Raymond James & Associates, Inc.	St. Petersburg	FL	07/2007	Present

07/2007 → Present

Raymond James & Associates, Inc.

St. Petersburg, FL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-03-23

S66 Uniform Combined State Law Examination

2015-03-23

Other Names

Kosta Mattis