Carl Frederik Petersen

Current Employers

Carl F. Petersen. Inc

Prescott, AZ • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2007-08-21

AZ RA
APPROVED

Since 2007-08-21

Branch Locations

Prescott, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
School	Phoenix	AZ	06/1995	Present
Carl F. Petersen, Inc.	Prescott	AZ	08/2008	Present
Cb Trading Inc.	Prescott	AZ	07/2019	Present

06/1995 → Present

School

Phoenix, AZ
08/2008 → Present

Carl F. Petersen, Inc.

Prescott, AZ
07/2019 → Present

Cb Trading Inc.

Prescott, AZ

Other Businesses

CB Trading is a registered Incubator Fund established in BVI with no outside assets. Carl F. Petersen (jr) is a director of CB Trading (CRD # 304530). The fund consists only of the principals funds. The fund will not be solicited to clients of Carl F. Petersen, Inc.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-08-16

S65 Uniform Investment Adviser Law Examination

2007-08-16