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333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2017-12-14 |
Branch Locations
333 South Hope Street, 55Th Floor, Los Angeles, CA 90071-1447 • United States
Seattle, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital Bank And Trust Company (Mass Transfer) | Chicago | IL | 01/2016 | 11/2017 |
| American Funds | Los Angeles | CA | 12/2017 | 01/2022 |
| American Funds | Los Angeles | CA | 01/2022 | 02/2022 |
| American Funds | Los Angeles | CA | 02/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2018-01-20 |
| S65 | Uniform Investment Adviser Law Examination | 2015-01-30 |
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