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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MT | RA | APPROVED | 2025-05-01 |
| PA | RA | APPROVED | 2025-01-28 |
| GA | RA | APPROVED | 2023-11-16 |
| FL | RA | APPROVED | 2022-03-22 |
| VT | RA | APPROVED | 2022-02-03 |
| NC | RA | APPROVED | 2021-06-02 |
| NY | RA | APPROVED | 2021-04-16 |
| NH | RA | APPROVED | 2020-03-27 |
| WY | RA | APPROVED | 2019-04-23 |
| OR | RA | APPROVED | 2018-12-05 |
| AZ | RA | APPROVED | 2018-02-08 |
| MI | RA | APPROVED | 2017-08-24 |
| NM | RA | APPROVED | 2017-05-30 |
| ID | RA | APPROVED | 2016-06-06 |
| CO | RA | APPROVED | 2016-06-03 |
| OH | RA | APPROVED | 2016-06-03 |
| TX | RA | APPROVED_RES | 2016-04-16 |
| NV | RA | APPROVED | 2013-06-11 |
| WA | RA | APPROVED | 2009-10-07 |
| CA | RA | APPROVED | 2009-05-26 |
| UT | RA | APPROVED | 2009-05-26 |
Branch Locations
Point Arena, CA • United States
6455 South Yosemite Street Suite 425, Greenwood Village, CO 80111 • United States
756 East Winchester Blvd Suite 304, Murray, UT 84107 • United States
Salt Lake City, UT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co | Murry | UT | 07/2007 | Present |
| Park Avenue Securities | Murry | UT | 04/2008 | Present |
| Guardian Life Insurance Company | Salt Lake City | UT | 06/2024 | Present |
| Park Avenue Securities | Salt Lake City | UT | 06/2024 | Present |
| Guardian Life Insurance Company | Georgetown | TX | 01/2026 | 07/2026 |
| Park Avenue Securities | Georgetown | TX | 01/2026 | 07/2026 |
| Guardian Life Insurance Company | Point Arena | CA | 01/2026 | Present |
| Park Avenue Securities | Point Arena | CA | 01/2026 | Present |
1. Welder/Metal Design, Start: 05/06/2009, Address: 2290 So. 600 W. Salt Lake City, Utah 84115, 10 non bus hrs per month, Not investment related, 2. H &C Property Investments, LLC- to own commercial building, Start: 10/31/2018, Address: 80 West Louise Avenue Salt Lake City, UT 84115, 5 non bus hrs per month, Investment related, 3. Moemar Properties LLC, Start: 10/31/2018, Address: 80 West Louise Avenue Salt Lake City, UT 84115, 5 total hours per month; 0 during securities trading, Investment Related, Less than 10% Annual Compensation, 4. Insurance Products other than Guardian, Start: 4/6/26, Nature: Insurance other than Guardian, Address: 756 E Winchester Blvd, STE 304 Murray, UT 84107, Duties: Independent Contractor/Broker selling insurance products other than Guardian, 3 total hours per month; 3 during securities trading hours, Investment Related,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-11-21 |
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