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Anthony Joseph Cruz

Wealthspire Advisors

Chicago, IL

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Current Employers
Wealthspire Advisors

521 Fifth Avenue 15Th Floor, New York, NY 10175 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-11-05
  • IL RA
    APPROVED
    Since 2024-11-05

Branch Locations

1 N Franklin St Suite 3330, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Life Insurance Company Chicago IL 09/2015 09/2019
Mml Investors Services Chicago IL 09/2015 09/2019
Lenox Advisors, Inc Chicago IL 09/2015 09/2019
Lenox Wealth Advisors Chicago IL 09/2019 06/2022
Wealthspire Advisors Chicago IL 06/2022 Present
  • 09/2015 → 09/2019
    Mass Mutual Life Insurance Company
    Chicago, IL
  • 09/2015 → 09/2019
    Mml Investors Services
    Chicago, IL
  • 09/2015 → 09/2019
    Lenox Advisors, Inc
    Chicago, IL
  • 09/2019 → 06/2022
    Lenox Wealth Advisors
    Chicago, IL
  • 06/2022 → Present
    Wealthspire Advisors
    Chicago, IL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-11-05
S66 Uniform Combined State Law Examination 2015-10-16
S63 Uniform Securities Agent State Law Examination 2000-06-05
  • S65 Uniform Investment Adviser Law Examination
    2024-11-05
  • S66 Uniform Combined State Law Examination
    2015-10-16
  • S63 Uniform Securities Agent State Law Examination
    2000-06-05
Other Names
  • Anthony J Cruz

View on SEC IAPD

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PEKIN HARDY STRAUSS, INC.
SPIDERROCK ADVISORS, LLC
PROSPECT PARTNERS ADVISORS LLC
DOYENNE WEALTH ADVISORS

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SUSAN MARY SHACKLETTE
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NATHANIEL MITCHELL COLEMAN
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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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