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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-09-14
  • FL RA
    APPROVED
    Since 2018-09-14

Branch Locations

Boynton Beach, FL • United States

1295 State Street, Springfield, MA 01111 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Boca Raton FL 08/2008 08/2018
Massmutual Springfield MA 08/2018 Present
Mml Investors Services, Llc Boynton Beach FL 08/2018 Present
  • 08/2008 → 08/2018
    Ameriprise Financial Services, Inc.
    Boca Raton, FL
  • 08/2018 → Present
    Massmutual
    Springfield, MA
  • 08/2018 → Present
    Boynton Beach, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-10-16
  • S66 Uniform Combined State Law Examination
    2007-10-16
Other Names
  • Jarrod Christopher Desantis
  • Jarrod Christopher De Santis
  • Jarrod C De Santis

View on SEC IAPD

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