Best Investors Account Sign in
Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-11-14
  • PA RA
    APPROVED
    Since 2024-11-14

Branch Locations

Gouldsboro, PA • United States

2700 Kelly Road Suite 100D, Warrington, PA 18976 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Investment Bethlehem PA 09/2014 09/2023
Pruco Securities Llc Warrington PA 10/2023 11/2024
The Prudential Insurance Company Of America Warrington PA 10/2023 Present
Lpl Enterprise, Llc Warrington PA 11/2024 Present
Previous Registrations
Other Businesses

1) 09/27/2024- Clifton Township Office of Emergency Management- Non-profit volunteer (not on board)- Manages the emergency preparation, response, and recovery of emergency incidents within Clifton Township- Not INV Related- At Warrington, PA- Start date 10/14/2021- 12 HRS MTH- 0 HRS During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-10-24
  • S66 Uniform Combined State Law Examination
    2007-10-24
Other Names
  • Josh Smith
  • Joshua A Smith

View on SEC IAPD

More in Gouldsboro, PA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor