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Joshua Brett Rosenberg

Alliancebernstein L.P.

Atlanta, GA

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Current Employers
Alliancebernstein L.P.

501 Commerce Street, Nashville, TN 37203 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-10-08
FL RA APPROVED 2018-01-08
GA RA APPROVED 2017-12-04
  • TX RA
    APPROVED_RES
    Since 2023-10-08
  • FL RA
    APPROVED
    Since 2018-01-08
  • GA RA
    APPROVED
    Since 2017-12-04

Branch Locations

3560 Lenox Road Ne, Suite 3000, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bessemer Investors Services, Inc. Atlanta GA 05/2010 08/2017
Sanford C. Bernstein & Co., Llc Atlanta GA 08/2017 Present
  • 05/2010 → 08/2017
    Bessemer Investors Services, Inc.
    Atlanta, GA
  • 08/2017 → Present
    Sanford C. Bernstein & Co., Llc
    Atlanta, GA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-11-27
S63 Uniform Securities Agent State Law Examination 2013-05-17
S65 Uniform Investment Adviser Law Examination 2006-03-28
  • S66 Uniform Combined State Law Examination
    2017-11-27
  • S63 Uniform Securities Agent State Law Examination
    2013-05-17
  • S65 Uniform Investment Adviser Law Examination
    2006-03-28
Other Names
  • Josh Rosenberg

View on SEC IAPD

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Other Offices

LIQUID STRATEGIES, LLC · ATLANTA, GA
HB WEALTH · ATLANTA, GA
BISON WEALTH, LLC · ATLANTA, GA
BRIGHTER INVESTING, PB LLC · ATLANTA, GA
RBC CAPITAL MARKETS, LLC · Atlanta, GA
HB WEALTH · Atlanta, GA
AMERIPRISE FINANCIAL SERVICES, LLC · Atlanta, GA
NEWEDGE ADVISORS · Atlanta, GA

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