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Sarah Anne Hopkins

Tublin - Difusco Advisors Inc.

Baldwin, NY

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Current Employers
Tublin - Difusco Advisors Inc.

Baldwin, NY • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-07-13
  • TX RA
    APPROVED
    Since 2018-07-13

Branch Locations

Baldwin, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Saratoga Springs City School District Saratoga Springs NY 04/2012 Present
  • 04/2012 → Present
    Saratoga Springs City School District
    Saratoga Springs, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-07-13
S63 Uniform Securities Agent State Law Examination 2007-08-24
  • S65 Uniform Investment Adviser Law Examination
    2018-07-13
  • S63 Uniform Securities Agent State Law Examination
    2007-08-24

View on SEC IAPD

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