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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2026-01-22
TX RA APPROVED 2026-01-22
VT RA APPROVED 2026-01-22
NC RA APPROVED 2025-07-21
  • AL RA
    APPROVED
    Since 2026-01-22
  • TX RA
    APPROVED
    Since 2026-01-22
  • VT RA
    APPROVED
    Since 2026-01-22
  • NC RA
    APPROVED
    Since 2025-07-21

Branch Locations

5425 Page Road Suite 220, Durham, NC 27703 • United States

Apex, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Durham NC 06/2012 Present
Tiaa-Cref Individual & Institutional Services, Llc Durham NC 06/2025 Present
Previous Registrations
Other Businesses

Name: Diamond Glove Care LLC Position: Owner / President Nature: Baseball and Softball glove relacing and break-in services for youth players within the local community. Investment Related: No Hours: 8 Securities Trading Hours: 0 Start Date: 09/11/2024 Address: Home Address, Apex NC 27502, United States Description: Glove relacing and break-in services

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-09-27
  • S66 Uniform Combined State Law Examination
    2007-09-27
Designations
Other Names
  • Lance Dobler
  • Lance Christopher Dobler

View on SEC IAPD

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