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300 Parkland Plaza, Ann Arbor, MI 48103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2013-08-30 |
Branch Locations
300 Parkland Plaza, Ann Arbor, MI 48103 • United States
Cudahy, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
1. Owner - 3 rental properties; Comp - Yes; Private Business; Start date: 6/25/15, Approx. 5 hrs/mo, none during mkt hrs. 2. AS AN INDEPENDENTLY LICENSED INSURANCE AGENT, I AM APPOINTED WITH VARIOUS INSURANCE COMPANIES. 3. DBA - DeGroot Capital Management 4. Happy Day FarmHaus, Germantown, WI. Seasonal farm crew member. Start date: 6/26/24, approx. 32 hrs/mo, 50% during mkt hrs. INV REL: N
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-12-27 |
| S63 | Uniform Securities Agent State Law Examination | 2008-08-01 |
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