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Timothy Michael Lake

Morgan Stanley

Middleton, MA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-03-04
CT RA APPROVED 2022-01-11
  • TX RA
    APPROVED
    Since 2022-03-04
  • CT RA
    APPROVED
    Since 2022-01-11

Branch Locations

35 Village Road Suite 601, Middleton, MA 01949 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Andover MA 07/2007 02/2021
Morgan Stanley Smith Barney Llc Middleton MA 02/2021 Present
  • 07/2007 → 02/2021
    Ubs Financial Services
    Andover, MA
  • 02/2021 → Present
    Morgan Stanley Smith Barney Llc
    Middleton, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-11
  • S66 Uniform Combined State Law Examination
    2022-01-11
Other Names
  • Timothy Lake

View on SEC IAPD

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Other Offices

VITALE & CAPUTO WEALTH MANAGEMENT LLC · MIDDLETON, MA
AMERIPRISE FINANCIAL SERVICES, LLC · Middleton, MA
PARK AVENUE SECURITIES LLC · MIDDLETON, MA
MWA ASSET MANAGEMENT · DANVERS, MA
HEALTHVIEW ASSET MANAGEMENT, INC. · Danvers, MA
AMERIPRISE FINANCIAL SERVICES, LLC · Danvers, MA
GUARDIAN WEALTH ADVISORS, LLC · DANVERS, MA
STONEHEARTH CAPITAL MANAGEMENT · DANVERS, MA

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