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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-01-22
GA RA APPROVED 2008-11-14
  • TX RA
    APPROVED
    Since 2009-01-22
  • GA RA
    APPROVED
    Since 2008-11-14

Branch Locations

3455 Peachtree Rd Ne Pbig - Atlanta Pw, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Atlanta GA 07/2007 Present
Bank Of America, N.A. Atlanta GA 05/2015 Present
Other Businesses

I*128888 For profit or not for profit: For-Profit Organization Name of outside business organization: STG Partners, LLC Investment related: Y Address of business: Atlanta, Georgia 30303 Nature of business: LLC Position, title, association: Owner Start date of relationship: 1/1/2019 Number of hours devoted: 1 hour Quarterly Number of hours devoted during trading hours: 0 Duties: Family Investment Vehicle that was previously owned by a Trust for my benefit. I*: 2188301 Entity Type: Charitable Name of OBA: THE S. & T. G. FOUNDATION, INC. Address: Atlanta, GA 30342 Investment Related: No Position, Title, Association: Director Employee Start Date: 02/28/2025 Number of Hours: 1 hr annually Number of Hours during trading: 0 Duties:Private family Foundation that i will be allowed to participate in the decisions regarding the Grants that are sent to non-profit organizations

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-11-10
  • S66 Uniform Combined State Law Examination
    2008-11-10

View on SEC IAPD

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