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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2022-12-09 |
Branch Locations
16155 North 83Rd Ave. Ste 205, Peoria, AZ 85382 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Peoria | AZ | 01/2013 | 08/2018 |
| Tricia's Consign Online | Waddell | AZ | 09/2018 | 01/2020 |
| Edward Jones | Suncity | AZ | 01/2020 | 01/2022 |
| Strategic Income Group, Llc | Peoria | AZ | 02/2022 | 04/2022 |
| Robert W. Baird & Co. Incorporated | Peoria | AZ | 11/2022 | Present |
| Pan Enterprises, Llc | Waddell | AZ | 05/2022 | 11/2022 |
I purchase items at low cost for re-sell onto E-commerce sites eBay, Etsy, Mercari, Poshmark and Facebook, for part-time income. This company is run under PAN Enterprises, LLC, which was started 9/10/2018. It is not investment related. I run the business from my home 8936 N. Dinino Ct., Waddell, AZ 85355. I am the owner/operator. I work this job only on the weekends, and sometimes during week evenings, approx. 25 hrs/month.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-09-23 |
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