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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-07-31 |
| PA | RA | APPROVED | 2021-07-26 |
Branch Locations
5500 Corporate Dr Ste 215, Pittsburgh, PA 15237 • United States
50 Davis St, Bradford, PA 16701 • United States
Pittsburgh, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Prudential Insurance Company Of America | Pittsburgh | PA | 11/2009 | 05/2021 |
| Prudential Investment Management Services Llc | Pittsburgh | PA | 11/2009 | 05/2021 |
| Ameriprise Financial Services, Llc | Pittsburgh | PA | 05/2021 | Present |
Business Ownership; LSKK 814, LLC; Co-owner; Manage Ameriprise Business; 5500 Corporate Dr , , Pittsburgh, PA, 15237; Investment-Related; 01/30/2023; 1 to 9 hours per month; 1 to 9 during trading hours / 36 Chambers LS III LLC; Owner; Manage Ameriprise Business; 1003 Elmhurst Road, , PITTSBURGH, PA, 15215-1819; Investment-Related; 09/07/2021; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; LSKK 814 LLC; Co-owner; Manage advisory business; 50 Davis Street, , Bradford, PA, 16701; Investment-Related; 01/30/2023; 60 hours per month; 40 to 59 during trading hours / 36 Chambers LS III LLC; Owner; Manage advisory business; 1003 Elmhurst Road, , PITTSBURGH, PA, 15215-1819; Investment-Related; 05/01/2021; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-07-15 |
| S63 | Uniform Securities Agent State Law Examination | 2007-12-21 |
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