Philip Rogers Mcmurray

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2014-10-21

SC RA
APPROVED

Since 2014-10-21

Branch Locations

345 Bypass 72 Nw, Greenwood, SC 29649 • United States

203 S Broad St, Clinton, SC 29325 • United States

1320 Main St Ste 600, Columbia, SC 29201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wachovia Bank, Na	Greenwood	SC	09/2006	Present
Wells Fargo Advisors, Llc	Greenwood	SC	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Greenwood	SC	11/2016	Present

09/2006 → Present

Wachovia Bank, Na

Greenwood, SC
05/2009 → 11/2016

Wells Fargo Advisors, Llc

Greenwood, SC
11/2016 → Present

Wells Fargo Clearing Services, Llc

Greenwood, SC

Other Businesses

CLINTON FIRST BAPTIST CHURCH; NOT INV. RELATED; CLINTON, SC; BUDGET & FINANCE COMMITTEE MEMBER; START DATE 11/21/2017; 1 HR PER MONTH; 0 HRS DURING TRADING; DUTIES: ESTABLISH ANNUAL BUDGET, CONSIDER BUDGET REQUEST FROM CHURCH AND COMMUNITY GROUPS, MAKE CHANGES AS NEEDED TO BUDGET.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-10-20
S63	Uniform Securities Agent State Law Examination	2008-01-14

S66 Uniform Combined State Law Examination

2014-10-20
S63 Uniform Securities Agent State Law Examination

2008-01-14

Other Names

Philip Mcmurray

View on SEC IAPD