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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2017-03-22 |
| CA | RA | APPROVED | 2010-10-15 |
| TX | RA | APPROVED | 2010-10-15 |
Branch Locations
2815 Townsgate Rd, Westlake Village, CA 91361 • United States
2555-2595 W Chandler Blvd Ci Relationship Management, Chandler, AZ 85224 • United States
Chandler, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Rolling Meadows | IL | 09/2010 | Present |
| Bank Of America, N.A. | Rolling Meadows | IL | 08/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-10-14 |
| S63 | Uniform Securities Agent State Law Examination | 2007-08-25 |
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