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10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-03-12 |
Branch Locations
10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
8241 S Continental Divide Rd, Littleton, CO 80127 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 04/2016 | 03/2025 |
| Prime Capital Investment Advisors, Llc | Overland Park | KS | 07/2017 | 11/2017 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 11/2017 | 03/2025 |
| Arax Advisory Partners | Denver | CO | 03/2025 | Present |
1. INDEPENDENT INSURANCE AGENT, 13984 W BOWLES AVE STE 102, LITTLETON, CO, 11/2017 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 20/YR - 1/TRADING. 2. Talon Wealth Strategies LLC, President, started 11/2017, Bookkeeping entity for compensation and payroll purposes for investment advisory services offered by Arax Advisory Partners, 40 hours per month.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-09-27 |
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