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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2015-12-04 |
| TX | RA | APPROVED | 2015-12-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Boston | MA | 12/2015 | Present |
1. Story School Condo Association; 140 Elm St Marblehead MA 01945; Condo Association managing board; Managing Board Member of Story School Condo Association; signatory for approvals for condo; 02/02/2024; 12hrs/year; Not during securities trading hours; Not Investment-Related 2. The Beach Club; 80 Shepard Ave Swampscott, MA 01907; Social club; Assistant treasurer; board meetings and voting and assist the treasurer; 01/01/2025; 30hrs/yr; Not during securities trading hours; Not investment related 3. Siesta Royale Apartments Inc; 6334 Midnight Pass Rd Siesta Key, FL 34242; Co-Op Association; board of directors for association; secretary; 11/01/2024; 4hrs/qtr; Not during securities trading hours; Not investment related 4. Marblehead Dollars for Scholars; PO Box 4 Marblehead, MA 01945; Local Scholarships for Marblehead students; board member; help with fundraising activities locally; 01/01/2008; 30hrs/yr; Not during securities trading hours; Not investment related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-05-09 |
| S63 | Uniform Securities Agent State Law Examination | 2007-12-21 |
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