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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2025-03-19
AZ RA APPROVED 2024-09-11
MN RA APPROVED 2022-04-11
  • WI RA
    APPROVED
    Since 2025-03-19
  • AZ RA
    APPROVED
    Since 2024-09-11
  • MN RA
    APPROVED
    Since 2022-04-11

Branch Locations

10900 Wayzata Boulevard Suite 730, Minnetonka, MN 55305 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Insurance Co Of America Minneapolis MN 11/2007 01/2024
Park Avenue Securities Llc Minneapolis MN 11/2007 01/2024
Guardian Life Insurance Company Minnetonka MN 01/2024 Present
Park Avenue Securities Minnetonka MN 01/2024 Present
  • 11/2007 → 01/2024
    Guardian Life Insurance Co Of America
    Minneapolis, MN
  • 11/2007 → 01/2024
    Minneapolis, MN
  • 01/2024 → Present
    Guardian Life Insurance Company
    Minnetonka, MN
  • 01/2024 → Present
    Park Avenue Securities
    Minnetonka, MN
Other Businesses

1. DBA Hegarty Consulting Group, LLC-Employee benefits firm that primarily markets group medical, dental, life, disability and 401(k)/pension products and services to small businesses. Secondarily, Hegarty Consulting Group markets individual medical, dental, life, disability and individual retirement products and services. Start: 05/01/2014 Address: 920 2nd Avenue South Suite 1100; Minneapolis, MN 55402 Hrs per month - Tot/Bus: 150/130 Investment related 2. ID Theft - Pre Paid Legal-Identity Theft Shield service and Pre-Paid Legal Plan offered through Pre-Paid Legal Services, Inc. The Identity Theft Shield offers credit reporting, credit montioring and identity restoration; Pre-Paid Legal Plan service offers access to quality law firms regarding any personal and/or business related matters Start: 02/01/2009 Address: 920 Second Avenue South Suite 1100; Minneapolis, MN 55402 2 bus hrs per month Not investment related 3. Insurance-broker with multiple medical and ancillary insurance companies in order to offer group and individual products and services Start: 06/01/2007 Address: 920 Second Avenue South Suite 1100; Minneapolis, MN 55402 130 bus hrs per month Investment related

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-04-07
S63 Uniform Securities Agent State Law Examination 2007-08-10
  • S65 Uniform Investment Adviser Law Examination
    2022-04-07
  • S63 Uniform Securities Agent State Law Examination
    2007-08-10
Other Names
  • Jason David Hegarty

View on SEC IAPD

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