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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2025-03-19 |
| AZ | RA | APPROVED | 2024-09-11 |
| MN | RA | APPROVED | 2022-04-11 |
Branch Locations
10900 Wayzata Boulevard Suite 730, Minnetonka, MN 55305 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co Of America | Minneapolis | MN | 11/2007 | 01/2024 |
| Park Avenue Securities Llc | Minneapolis | MN | 11/2007 | 01/2024 |
| Guardian Life Insurance Company | Minnetonka | MN | 01/2024 | Present |
| Park Avenue Securities | Minnetonka | MN | 01/2024 | Present |
1. DBA Hegarty Consulting Group, LLC-Employee benefits firm that primarily markets group medical, dental, life, disability and 401(k)/pension products and services to small businesses. Secondarily, Hegarty Consulting Group markets individual medical, dental, life, disability and individual retirement products and services. Start: 05/01/2014 Address: 920 2nd Avenue South Suite 1100; Minneapolis, MN 55402 Hrs per month - Tot/Bus: 150/130 Investment related 2. ID Theft - Pre Paid Legal-Identity Theft Shield service and Pre-Paid Legal Plan offered through Pre-Paid Legal Services, Inc. The Identity Theft Shield offers credit reporting, credit montioring and identity restoration; Pre-Paid Legal Plan service offers access to quality law firms regarding any personal and/or business related matters Start: 02/01/2009 Address: 920 Second Avenue South Suite 1100; Minneapolis, MN 55402 2 bus hrs per month Not investment related 3. Insurance-broker with multiple medical and ancillary insurance companies in order to offer group and individual products and services Start: 06/01/2007 Address: 920 Second Avenue South Suite 1100; Minneapolis, MN 55402 130 bus hrs per month Investment related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-04-07 |
| S63 | Uniform Securities Agent State Law Examination | 2007-08-10 |
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