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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2022-11-28
MO RA APPROVED 2022-11-28
TX RA APPROVED 2022-11-28
  • KS RA
    APPROVED
    Since 2022-11-28
  • MO RA
    APPROVED
    Since 2022-11-28
  • TX RA
    APPROVED
    Since 2022-11-28

Branch Locations

3500 N Village Dr Ste Gl25, St Joseph, MO 64506 • United States

5200 Bob Billings Pky Ste 101, Lawrence, KS 66049 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Investments, Inc. Lawrence KS 02/2012 11/2022
Lpl Financial Llc Lawrence KS 11/2022 Present
Previous Registrations
  • 2012-02-23 → 2022-11-30
    Lawrence, KS
    Lawrence, KS
    Lawrence, KS
    Lawrence, KS
    Lawrence, KS
    Sedalia, MO
    Sedalia, MO
    Warrensburg, MO
    Richmond, MO
    Clinton, MO
    Higginsville, MO
    Sedalia, MO
    Rossville, KS
    Saint Joseph, MO
    Topeka, KS
    Topeka, KS
    Saint Joseph, MO
    Topeka, KS
    Saint Joseph, MO
    Maryville, MO
    Maryville, MO
    Topeka, KS
    Silver Lake, KS
    Topeka, KS
    Topeka, KS
    Saint Joseph, MO
    Higginsville, MO
    Plattsburg, MO
    Richmond, MO
    Saint Joseph, MO
    Trenton, MO
    Plattsburg, MO
    Maryville, MO
    Trenton, MO
    Saint Joseph, MO
    Saint Joseph, MO
    Maryville, MO
    Saint Joseph, MO
    Saint Joseph, MO
    Saint Joseph, MO
    Princeton, MO
    Topeka, KS
    Topeka, KS
    Topeka, KS
    Topeka, KS
    Topeka, KS
    Topeka, KS
    Topeka, KS
    Rossville, KS
    Topeka, KS
    Topeka, KS
    Topeka, KS
    Topeka, KS
    Saint Joseph, MO
  • 2007-10-11 → 2012-02-22
    Lawrence, KS
    Lawrence, KS
    St Louis, MO
Other Businesses

1)11/23/2022 - Core Concepts LLC - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-09-27
  • S66 Uniform Combined State Law Examination
    2007-09-27
Designations

View on SEC IAPD

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