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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-09-27 |
| VA | RA | APPROVED | 2023-09-21 |
| GA | RA | APPROVED | 2023-06-02 |
| FL | RA | APPROVED | 2021-10-29 |
| NY | RA | APPROVED | 2021-10-26 |
| NJ | RA | APPROVED | 2020-10-19 |
Branch Locations
299 Park Ave 26Th Floor, New York, NY 10171 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ab Bernstein | New York | NY | 01/2016 | 08/2020 |
| Ubs Financial Servcies | New York | NY | 10/2020 | Present |
1) Russell L Hewit 2020 Spousal Access Trust/ 144 Lee's Hill Road / New Vernon 07976/ US/ Co-Trustee / Approve allocations for any investments and sign off on cashflows not sent to me/Start Date 12/15/2020
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-01-12 |
| S66 | Uniform Combined State Law Examination | 2011-09-06 |
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