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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-09-27
VA RA APPROVED 2023-09-21
GA RA APPROVED 2023-06-02
FL RA APPROVED 2021-10-29
NY RA APPROVED 2021-10-26
NJ RA APPROVED 2020-10-19
  • NC RA
    APPROVED
    Since 2023-09-27
  • VA RA
    APPROVED
    Since 2023-09-21
  • GA RA
    APPROVED
    Since 2023-06-02
  • FL RA
    APPROVED
    Since 2021-10-29
  • NY RA
    APPROVED
    Since 2021-10-26
  • NJ RA
    APPROVED
    Since 2020-10-19

Branch Locations

Chatham, NJ • United States

299 Park Ave 26Th Floor, New York, NY 10171 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ab Bernstein New York NY 01/2016 08/2020
Ubs Financial Servcies New York NY 10/2020 Present
  • 01/2016 → 08/2020
    Ab Bernstein
    New York, NY
  • 10/2020 → Present
    Ubs Financial Servcies
    New York, NY
Previous Registrations
Other Businesses

1) Russell L Hewit 2020 Spousal Access Trust/ 144 Lee's Hill Road / New Vernon 07976/ US/ Co-Trustee / Approve allocations for any investments and sign off on cashflows not sent to me/Start Date 12/15/2020

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-01-12
S66 Uniform Combined State Law Examination 2011-09-06
  • S65 Uniform Investment Adviser Law Examination
    2017-01-12
  • S66 Uniform Combined State Law Examination
    2011-09-06
Other Names
  • Alexander Hewit

View on SEC IAPD

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