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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-02-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Albany | NY | 07/2013 | 10/2022 |
| Private Advisor Group, Llc | Morristown | NJ | 07/2013 | 10/2022 |
| Securities America Inc. | Slingerlands | NY | 10/2022 | 06/2024 |
| Securities America Advisors | Slingerlands | NY | 10/2022 | 06/2024 |
| Osaic Wealth, Inc. | Slingerlands | NY | 06/2024 | 02/2026 |
| Osaic Wealth, Inc. | Slingerlands | NY | 06/2024 | 02/2026 |
| Lpl Financial Llc | Albany | NY | 02/2026 | Present |
1. 02/2026 - Bays Horizon Advisory - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hours per Month/ During Trading - At Reported business location(s) - Start Date 3/10/2026. 2. 02/2026 - Bays Horizon Advisory - Non-Variable Insurance - Inv Related - 5 Hours per Month/ During Trading - At Reported Business Location(s) - Start Date 07/12/2025.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-12-21 |
| S63 | Uniform Securities Agent State Law Examination | 2007-08-06 |
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