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Russell Paul Ow

Charles Schwab Investment Management, Inc

San Francisco, CA

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Current Employers
Charles Schwab Investment Management, Inc

425 Market Street Suite 1700, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-03-21
  • CA RA
    APPROVED
    Since 2024-03-21

Branch Locations

San Francisco, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab Investment Advisory San Francisco CA 01/2010 03/2024
Charles Schwab Investment Management, Inc. San Francisco CA 12/2023 Present
Previous Registrations
  • 2021-08-10 → 2024-03-29
    Charles Schwab Investment Advisory, Inc.
    San Francisco, CA
  • 2007-12-03 → 2009-12-31
    Charles Schwab & Co., Inc.
    San Francisco, CA
    San Francisco, CA
Other Businesses

1)RIOW Properties|Investment Related:No|San Francisco;CA;94109;USA|Real Estate (Non-Agent/Broker)|Landlord|2018-07-30|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|Property management of a rental property I own. 2)Russell Ow 1|Investment Related:No|Kansas City;KS;66106;USA|Real Estate (Non-Agent/Broker)|Landlord|2019-09-20|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|Property Management of a rental property I own 3)Russell Ow 2|Investment Related:No|Richmond;MO;64085;USA|Real Estate (Non-Agent/Broker)|Landlord|2018-07-30|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|Property management of a rental property I own. 4)Russell Ow 3|Investment Related:No|INDEPENDENCE;MO;64052;USA|Real Estate (Non-Agent/Broker)|Landlord|2018-09-01|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|Property management of a rental property I own. 5)Ow Family Real Estate LLC|Investment Related:No|2402 Larkin St.;San Francisco;CA;94109;USA|Real Estate (Non-Agent/Broker)|Member|2021-04-25|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|Part owner of LLC which owns and manages real estate. 6)Russell Ow 4|Investment Related:No|San Francisco;Ca;94123;USA|Real Estate (Non-Agent/Broker)|Owner|2021-01-27|HoursPerMonth:|HoursSpentduringSecurityTrading:0|Owner of Investment Real Estate 7)Russell Ow 5|Investment Related:No|Kansas City;Ks;66102;USA|Real Estate (Non-Agent/Broker)|Landlrd|2022-04-22|HoursPerMonth:|HoursSpentduringSecurityTrading:0|Property Management of a rental property I own 8) RIOW Properties LLC|Investment Related:No|Real Estate (Non-Agent/Broker)|Member|2023-08-02|HoursPerMonth:|HoursSpentduringSecurityTrading:0|Member of LLC that owns investment property

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-11-26
  • S66 Uniform Combined State Law Examination
    2007-11-26
Designations
Other Names
  • Russell Ow

View on SEC IAPD

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