Neil Christopher Schimka

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
UT	RA	APPROVED	2026-08-26

UT RA
APPROVED

Since 2026-08-26

Branch Locations

Taylorsville, UT • United States

2901 West Blue Grass Blvd Suite 320, Lehi, UT 84048 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
J.P. Morgan Securities Llc	Arlington Heights	IL	07/2007	09/2019
U.S. Bancorp Investments, Inc.	Chicago	IL	09/2019	06/2024
Wells Fargo Clearing Services, Llc	Park City	UT	06/2024	07/2026
Mml Investors Services, Llc	Lehi	UT	08/2026	Present
Massmutual Life Insurance Company	Lehi	UT	08/2026	Present

07/2007 → 09/2019

J.P. Morgan Securities Llc

Arlington Heights, IL
09/2019 → 06/2024

U.S. Bancorp Investments, Inc.

Chicago, IL
06/2024 → 07/2026

Wells Fargo Clearing Services, Llc

Park City, UT
08/2026 → Present

Mml Investors Services, Llc

Lehi, UT
08/2026 → Present

Massmutual Life Insurance Company

Lehi, UT

Previous Registrations

2024-08-13 → 2026-08-05

Wells Fargo Clearing Services, Llc

Park City, UT

Salt Lake City, UT

Other Businesses

NAME: NEIL SCHIMKA INV REL: Y ADD: 2901 WEST BLUE GRASS BLVD, SUITE 320, LEHI, UT 84048 NATURE: OUTSIDE INSURANCE SALES POSITION: INSURANCE BROKER START DATE: 07/28/2026 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1 DUTIES: LIFE, DISABIITY, LONG-TERM CARE, FIXED ANNUITIES & HEALTH

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-08-10
S63	Uniform Securities Agent State Law Examination	2007-08-22

S65 Uniform Investment Adviser Law Examination

2024-08-10
S63 Uniform Securities Agent State Law Examination

2007-08-22

Other Names

Neil C Schimka
Neil Schimka

View on SEC IAPD