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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2026-06-29
  • IN RA
    APPROVED
    Since 2026-06-29

Branch Locations

1267 N Emerson Ave, Greenwood, IN 46143-9763 • United States

The Huntington Investment Company

41 S. High Street, Columbus, OH 43215 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2019-12-18
  • IN RA
    APPROVED
    Since 2019-12-18

Branch Locations

Greenwood Springs 1267 N Emerson Avenue, Greenwood, IN 46143 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Huntington National Bank Columbus OH 07/2005 12/2020
Huntington Investment Company Indianapolis IN 07/2007 05/2021
Huntington National Bank Greenwood IN 12/2020 05/2021
Huntington Investment Company Columbus OH 05/2021 Present
Ameriprise Financial Services, Llc Greenwood IN 06/2026 Present
  • 07/2005 → 12/2020
    Huntington National Bank
    Columbus, OH
  • 07/2007 → 05/2021
    Huntington Investment Company
    Indianapolis, IN
  • 12/2020 → 05/2021
    Huntington National Bank
    Greenwood, IN
  • 05/2021 → Present
    Huntington Investment Company
    Columbus, OH
  • 06/2026 → Present
    Greenwood, IN
Other Businesses

SOUTHPORT HIGH SCHOOL ALUMNI ASSOCIATION INC. POSITION: Vice President/Board of Directors NATURE: Board Member / Committee Member INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2020 ADDRESS: 971 E Banta Rd, Indianapolis IN 46227, United States DESCRIPTION: Southport High School Alumni Association is a not-for profit whose primary purpose is granting scholarships to graduating seniors of Southport High School through various fundraising and donation efforts.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-12-17
S63 Uniform Securities Agent State Law Examination 2008-03-20
  • S65 Uniform Investment Adviser Law Examination
    2019-12-17
  • S63 Uniform Securities Agent State Law Examination
    2008-03-20

View on SEC IAPD

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