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Rachel Stern

J.P. Morgan Securities LLC

Chicago, IL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-05-08
TX RA APPROVED 2023-05-08
  • IL RA
    APPROVED
    Since 2023-05-08
  • TX RA
    APPROVED
    Since 2023-05-08

Branch Locations

10 S Dearborn St Floor 09, Chicago, IL 60603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Na Chicago IL 07/2019 Present
Jpmorgan Securities Llc Chicago IL 07/2019 Present
Unemployed Evanston IL 06/2018 07/2019
J.P Morgan Securities Llc. New York NY 03/2014 05/2018
  • 07/2019 → Present
    Jpmorgan Chase Bank Na
    Chicago, IL
  • 07/2019 → Present
    Jpmorgan Securities Llc
    Chicago, IL
  • 06/2018 → 07/2019
    Unemployed
    Evanston, IL
  • 03/2014 → 05/2018
    J.P Morgan Securities Llc.
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-05-08
S63 Uniform Securities Agent State Law Examination 2019-09-03
  • S65 Uniform Investment Adviser Law Examination
    2023-05-08
  • S63 Uniform Securities Agent State Law Examination
    2019-09-03
Other Names
  • Rachel Stern
  • Rachel Hannah Stern

View on SEC IAPD

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