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Michael Joseph Morrissey

Vanguard Personalized Indexing Management

Oakland, CA

Malvern, PA

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Current Employers
Vanguard Personalized Indexing Management

1611 Telegraph Ave., Suite 1100, Oakland, CA 94612 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-06-20
PA RA APPROVED 2024-06-20
TX RA APPROVED 2024-06-20
  • CA RA
    APPROVED
    Since 2024-06-20
  • PA RA
    APPROVED
    Since 2024-06-20
  • TX RA
    APPROVED
    Since 2024-06-20

Branch Locations

1611 Telegraph Ave., Suite 1100, Oakland, CA 94612 • United States

100 Vanguard Blvd, Malvern, PA 19355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Malvern PA 09/2008 Present
  • 09/2008 → Present
    The Vanguard Group, Inc.
    Malvern, PA
Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-06-16
  • S66 Uniform Combined State Law Examination
    2008-06-16
Designations

View on SEC IAPD

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Other Offices

INFINITY FINANCIAL SERVICES ADVISORY · OAKLAND, CA
CETERA INVESTMENT ADVISERS LLC · OAKLAND, CA
HOODOO · OAKLAND, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · OAKLAND, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Oakland, CA
FM CAPITAL GROUP · OAKLAND, CA
FULL SPECTRUM CAPITAL MANAGEMENT COMPANY, LLC · OAKLAND, CA
FINANCIAL AVENGERS, INC. · OAKLAND, CA

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