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Seth Robert Windell

Raymond James Financial Services Advisors, Inc

Santa Claus, IN

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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-08-12
IN RA APPROVED 2009-01-02
  • TX RA
    APPROVED_RES
    Since 2025-08-12
  • IN RA
    APPROVED
    Since 2009-01-02

Branch Locations

One Kringle Place Blvd Suite B, Santa Claus, IN 47579 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Windell Financial Services, Inc. Santa Claus IN 07/2007 Present
Raymond James Financial Services,Inc. Santa Claus IN 08/2007 Present
Raymond James Financial Services Advisors, Inc Saint Petersburg FL 01/2009 Present
Santa Claus Town Council Santa Claus IN 09/2013 12/2023
  • 07/2007 → Present
    Windell Financial Services, Inc.
    Santa Claus, IN
  • 08/2007 → Present
    Raymond James Financial Services,Inc.
    Santa Claus, IN
  • 01/2009 → Present
    Raymond James Financial Services Advisors, Inc
    Saint Petersburg, FL
  • 09/2013 → 12/2023
    Santa Claus Town Council
    Santa Claus, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-09-17
  • S66 Uniform Combined State Law Examination
    2007-09-17

View on SEC IAPD

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