Thomas David Whitehead

Current Employers

Northwest Asset Management

2835 82Nd Avenue Se Ste 100, Mercer Island, WA 98040 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2019-05-13

CA RA
APPROVED

Since 2019-05-13

Branch Locations

2835 82Nd Avenue Se Ste 100, Mercer Island, WA 98040 • United States

19900 Beach Blvd. Suite G, Huntington Beach, CA 92648 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Nuveen Investments	Los Angeles	CA	04/2015	07/2017
Rea, Whitehead & Associates	Huntington Beach	CA	07/2017	Present
Northwest Asset Management	Mercer Island	WA	05/2019	Present

04/2015 → 07/2017

Nuveen Investments

Los Angeles, CA
07/2017 → Present

Rea, Whitehead & Associates

Huntington Beach, CA
05/2019 → Present

Northwest Asset Management

Mercer Island, WA

Other Businesses

MR. WHITEHEAD IS THE PRINCIPAL OF REA, WHITEHEAD & ASSOCIATES PROVIDING TAX, ACCOUNTING, AND TAX CONSULTING SERVICES. STARTED: JULY 2017. 48 HOURS PER MONTH, NONE DURING TRADING HOURS.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2011-10-03

S63 Uniform Securities Agent State Law Examination

2011-10-03

Designations

Other Names

Tom Whitehead

View on SEC IAPD