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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2023-04-14 |
Branch Locations
1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES
315 Deaderick Street Suite 500, Nashville, TN 37238 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Louisville | KY | 05/2008 | 06/2020 |
| Ubs Financial Services | Nashville | TN | 06/2020 | Present |
1. Meagaline, LLC / 6708 Anthem Drive Charlestown,IN 47111 / Other/ Construction & Building Materials / small home repairs / Other / Principal, Member / minimal to none / Start Date 2/21/2017/ LLC / 2. Florida Condo, Panama City Beach United States-32413, Purchasing a rental property, Real Estate, This condo is owned by my husband and I are under the partnership Carogan - which is already disclosed and approved, Partner, This is a rental property owned by Carogan Partnership in which I am 50% partner, start date-1/15/2025.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-06-19 |
| S63 | Uniform Securities Agent State Law Examination | 2000-12-21 |
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