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Daniel Alexander Young

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Los Angeles, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-08-21
CA RA APPROVED 2019-08-20
  • TX RA
    APPROVED
    Since 2019-08-21
  • CA RA
    APPROVED
    Since 2019-08-20

Branch Locations

333 S Hope St, Los Angeles, CA 90071 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Beverly Hills CA 06/2009 08/2019
Morgan Stanley Private Bank, National Association New York NY 01/2015 08/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Los Angeles CA 08/2019 Present
Bank Of America, N.A Los Angeles CA 01/2020 Present
  • 06/2009 → 08/2019
    Morgan Stanley Smith Barney
    Beverly Hills, CA
  • 01/2015 → 08/2019
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 08/2019 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Los Angeles, CA
  • 01/2020 → Present
    Bank Of America, N.A
    Los Angeles, CA
Previous Registrations
  • 2009-06-01 → 2019-07-31
    Morgan Stanley
    Beverly Hills, CA
    Los Angeles, CA
  • 2009-03-27 → 2009-06-01
    Morgan Stanley & Co. Llc
    Beverly Hills, CA
  • 2008-09-29 → 2009-04-15
    Ubs Financial Services Inc.
    Beverly Hills, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-09-25
  • S66 Uniform Combined State Law Examination
    2008-09-25
Other Names
  • Daniel Young
  • Daniel Alexander Young

View on SEC IAPD

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Other Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA

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