Jason Monteleone

Current Employers

Mariner

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2026-05-15
NY	RA	APPROVED	2021-06-08

CT RA
APPROVED

Since 2026-05-15
NY RA
APPROVED

Since 2021-06-08

Branch Locations

140 Sherman St. 3Rd Floor, Fairfield, CT 06824 • United States

10 N Main Street Suite 214, West Hartford, CT 06107 • United States

1500 Broadway, 28Th Floor, New York, NY 10036 • United States

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mariner Wealth Advisors-Nyc, Llc	New York	NY	01/2010	03/2018
Mariner Wealth Advisors	New York	NY	03/2018	Present

01/2010 → 03/2018

Mariner Wealth Advisors-Nyc, Llc

New York, NY
03/2018 → Present

Mariner Wealth Advisors

New York, NY

Previous Registrations

2014-01-28 → 2018-03-31

Mariner Wealth Advisors

Overland Park, KS

New York, NY
2007-10-26 → 2009-12-23

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Fairfield, CT

Westport, CT

Other Businesses

Wilton Riding Club; not investment related; Wilton, CT; club; president; start date 1/9/26; 5 hours /month, 0 during trading hours; president of social club

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-10-25

S66 Uniform Combined State Law Examination

2007-10-25

Designations

Other Names

Jason Joseph Monteleone

View on SEC IAPD