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9595 Six Pines Drive Suite 6200, The Woodlands, TX 77380 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2023-03-12 |
| TX | RA | APPROVED | 2023-03-12 |
Branch Locations
9595 Six Pines Drive Suite 6200, The Woodlands, TX 77380 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Msi Financial Services | Houston | TX | 03/2009 | 03/2017 |
| Mml Investors Services, Llc | Houston | TX | 03/2017 | 03/2023 |
| Massachusetts Mutual Life Insurance Company | Houston | TX | 07/2016 | 03/2023 |
| Peak Brokerage Services, Llc | Jupiter | FL | 03/2023 | 11/2023 |
| Diamond Client Group | The Woodlands | TX | 03/2023 | Present |
| Vanderbilt Financial Group. | Woodbury | NY | 11/2023 | Present |
1) Diamond Client Group, LLC. investment related. Start date: 03/13/2023. Address: 9595 Six Pines Dr Suite 6200, The Woodlands Texas, 77380. Title: Financial Advisor. Duties: Provide Investment advice/management and Financial Planning for clients. Time spent during regular hours: 60%. 2) Diamond Client Group, LLC. Not investment related. Start date: 03/13/2023. Address: 9595 Six Pines Dr Suite 6200, The Woodlands Texas, 77380. Title: Insurance Sales. Duties: Sales/Service individual Life, Dental, Health, Long-Term Care through various insurance companies. Fixed Insurance only. Time spent during regular hours: 10%.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-11-20 |
| S63 | Uniform Securities Agent State Law Examination | 2008-02-11 |
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