William Joseph Ostruzka

Current Employers

Northcoast Asset Management Llc

400 Atlantic Sreet 6Th Floor, Stamford, CT 06901 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2025-01-06

CT RA
APPROVED

Since 2025-01-06

Branch Locations

One Greenwich Office Park, Greenwich, CT 06831 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
E*Trade Securities Llc	Scarsdale	NY	11/2015	11/2018
E*Trade Capital Management Llc	Scarsdale	NY	11/2015	11/2018
Northcoast Asset Management	Greenwich	CT	12/2018	10/2021
Quasar Distributors, Llc	Milwaukee	WI	02/2019	Present
Connectus Wealth	Greenwich	CT	11/2021	06/2024
Kovitz Investment Group Partners, Llc	Greenwich	CT	06/2024	Present

11/2015 → 11/2018

E*Trade Securities Llc

Scarsdale, NY
11/2015 → 11/2018

E*Trade Capital Management Llc

Scarsdale, NY
12/2018 → 10/2021

Northcoast Asset Management

Greenwich, CT
02/2019 → Present

Quasar Distributors, Llc

Milwaukee, WI
11/2021 → 06/2024

Connectus Wealth

Greenwich, CT
06/2024 → Present

Kovitz Investment Group Partners, Llc

Greenwich, CT

Previous Registrations

2024-06-03 → 2024-12-31

Northcoast Asset Management Llc

Greenwich, CT
2021-11-18 → 2024-07-25

Connectus Wealth

Greenwich, CT
2018-12-14 → 2021-11-08

Northcoast Asset Management Llc

Greenwich, CT
2015-11-30 → 2018-11-29

Harrisdirect Llc

Scarsdale, NY

Arlington, VA
2014-07-11 → 2015-11-30

Charles Schwab & Co., Inc.

Greenwich, CT

Stamford, CT
2013-06-06 → 2014-05-07

Morgan Stanley

Stamford, CT
2008-06-23 → 2013-02-26

Td Ameritrade, Inc.

Stamford, CT
2008-05-13 → 2013-02-26

Td Ameritrade Investment Management, Llc

Stamford, CT

Other Businesses

1.) NorthCoast Asset Management; Greenwich, CT; Investment related; Started 12/14/2018; Registered Investment Advisor; Private Client Advisor; 160 hours per month with 0 hours during securities trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-05-12
S63	Uniform Securities Agent State Law Examination	2007-08-18

S66 Uniform Combined State Law Examination

2008-05-12
S63 Uniform Securities Agent State Law Examination

2007-08-18

View on SEC IAPD