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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-08-17 |
| TX | RA | APPROVED_RES | 2021-06-05 |
| MN | RA | APPROVED | 2016-10-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | Saint Louis | MO | 07/2007 | 09/2016 |
| Lpl Financial Llc | Winona | MN | 10/2016 | Present |
| Winona Cotter High School | Winona | MN | 10/2016 | 04/2021 |
(1) 10/24/2016: Winona County Election Judge - Outside/W-2 Employment - Investment Related - Winona, MN - Start 11/01/2016 - 0 Hr/Mo; 1 Hour(s) During Securities Trading; 1% Time Spent (2) 10/24/2016: Gervais Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start 10/01/2016 - 180 Hr/Mo; 130 Hour(s) During Securities Trading; 100% Time Spent. (3) 12/2/2020 - Wilson Township - Not Investment Related - Wilson Township Hall, 29660 County Rd 12, Winona, MN 55987 - Outside/W-2 Employment - Started 11/18/2020 - 2 Hours Per Month/0 Hours During Securities Trading - Committee member of the Wilson Township Planning and Zoning Commission in Winona County. (4) 5/21/2021 - GM Pizza - Investment Related - 66 Center St Winona, MN 55987 - Outside/W-2 Employment - Start Date: 2/22/2021 - 10 Hours Per Month/0 Hours During Securities Trading - 1/4 partnership owner. (5) 09/14/2021 - No Business Name - Not Investment Related - At Reported Business Location(s) - Other-Notary Public - Start Date: 08/23/2021 - 1 Hour Per Month/1 Hour During Securities Trading - Notary. (6) 02/10/2022 - Echodale Ventures LLC - Investment Related - At Reported Business Location(s) - Real Estate Rental - Owner - Start Date: 10/24/2016 - 0 Hours Per Month/0 Hours During Securities Trading. (7) 01/13/2023 - Tri State Tournaments - Not Investment Related - 360 Vila St, Winona, MN, 55987 - Other - Basketball Referee - basketball referee - Start Date - 01/07/2023 - 15 Hours Per Month/0 Hours During Securities Trading (8) 12/02/2024 - GM Properties of Winona - Real Estate Rental - Investment Related - Las Vegas, NV - Start Date 10/24/2016 - 1 Hour Per Month/ 0 Hours During Trading (9) 11/30/2025 - Winona Cotter High School - Outside/W-2 Employment - Basketball Official - Not Investment Related - Winona, MN - Start Date 11/21/2025 - 12 hours per month/ 0 hours during trading (10) 03/16/2026 - Gervais Family Farms Inc - Farm - Not Investment Related - Currie, MN - Start Date 03/16/2026 - 0 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-09-13 |
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