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Christopher James Gervais

LPl Financial LLC

Winona, MN

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-08-17
TX RA APPROVED_RES 2021-06-05
MN RA APPROVED 2016-10-24
  • FL RA
    APPROVED
    Since 2021-08-17
  • TX RA
    APPROVED_RES
    Since 2021-06-05
  • MN RA
    APPROVED
    Since 2016-10-24

Branch Locations

Winona, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones Saint Louis MO 07/2007 09/2016
Lpl Financial Llc Winona MN 10/2016 Present
Winona Cotter High School Winona MN 10/2016 04/2021
  • 07/2007 → 09/2016
    Saint Louis, MO
  • 10/2016 → Present
    Winona, MN
  • 10/2016 → 04/2021
    Winona Cotter High School
    Winona, MN
Previous Registrations
  • 2007-09-26 → 2016-09-08
    Winona, MN
    Winona, MN
    St Louis, MO
Other Businesses

(1) 10/24/2016: Winona County Election Judge - Outside/W-2 Employment - Investment Related - Winona, MN - Start 11/01/2016 - 0 Hr/Mo; 1 Hour(s) During Securities Trading; 1% Time Spent (2) 10/24/2016: Gervais Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start 10/01/2016 - 180 Hr/Mo; 130 Hour(s) During Securities Trading; 100% Time Spent. (3) 12/2/2020 - Wilson Township - Not Investment Related - Wilson Township Hall, 29660 County Rd 12, Winona, MN 55987 - Outside/W-2 Employment - Started 11/18/2020 - 2 Hours Per Month/0 Hours During Securities Trading - Committee member of the Wilson Township Planning and Zoning Commission in Winona County. (4) 5/21/2021 - GM Pizza - Investment Related - 66 Center St Winona, MN 55987 - Outside/W-2 Employment - Start Date: 2/22/2021 - 10 Hours Per Month/0 Hours During Securities Trading - 1/4 partnership owner. (5) 09/14/2021 - No Business Name - Not Investment Related - At Reported Business Location(s) - Other-Notary Public - Start Date: 08/23/2021 - 1 Hour Per Month/1 Hour During Securities Trading - Notary. (6) 02/10/2022 - Echodale Ventures LLC - Investment Related - At Reported Business Location(s) - Real Estate Rental - Owner - Start Date: 10/24/2016 - 0 Hours Per Month/0 Hours During Securities Trading. (7) 01/13/2023 - Tri State Tournaments - Not Investment Related - 360 Vila St, Winona, MN, 55987 - Other - Basketball Referee - basketball referee - Start Date - 01/07/2023 - 15 Hours Per Month/0 Hours During Securities Trading (8) 12/02/2024 - GM Properties of Winona - Real Estate Rental - Investment Related - Las Vegas, NV - Start Date 10/24/2016 - 1 Hour Per Month/ 0 Hours During Trading (9) 11/30/2025 - Winona Cotter High School - Outside/W-2 Employment - Basketball Official - Not Investment Related - Winona, MN - Start Date 11/21/2025 - 12 hours per month/ 0 hours during trading (10) 03/16/2026 - Gervais Family Farms Inc - Farm - Not Investment Related - Currie, MN - Start Date 03/16/2026 - 0 hours per month/ during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-09-13
  • S66 Uniform Combined State Law Examination
    2007-09-13
Other Names
  • Christopher Gervais

View on SEC IAPD

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