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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-27
FL RA APPROVED 2017-09-20
  • TX RA
    APPROVED_RES
    Since 2020-03-27
  • FL RA
    APPROVED
    Since 2017-09-20

Branch Locations

18167 Us Highway 19 N Suite 195, Clearwater, FL 33764 • United States

Tampa, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 01/2015 11/2016
Northwestern Mutual Investment Services Llc St Petersburg FL 01/2015 11/2016
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2015 11/2016
Harwood Advisory Group, Llc Largo FL 11/2016 09/2017
Ameriprise Financial Services, Inc. Clearwater FL 09/2017 03/2020
Ameriprise Financial Services, Llc Clearwater FL 03/2020 Present
  • 01/2015 → 11/2016
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 01/2015 → 11/2016
    St Petersburg, FL
  • 01/2015 → 11/2016
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 11/2016 → 09/2017
    Harwood Advisory Group, Llc
    Largo, FL
  • 09/2017 → 03/2020
    Ameriprise Financial Services, Inc.
    Clearwater, FL
  • 03/2020 → Present
    Clearwater, FL
Previous Registrations
Other Businesses

Real Estate Ownership; Lot/Land; Vacant land in Colombia (inherited from my father). Currently in, ,; Not Investment-Related; 11/01/2017. Business Ownership; Bueno Management Group, LLC; Owner; Manage Ameriprise Business; 18167 US Hwy 19 N., Suite 195, Clearwater, FL, 33764; Investment-Related; 01/01/2025; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Bueno Management Group, LLC; Owner; Manage advisory business; 18167 US Highway 19 N, Suite 195, Clearwater, FL, 33764; Not Investment-Related; 01/01/2025; 40 to 59 hours per month; 20 to 39 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-11-30
  • S66 Uniform Combined State Law Examination
    2011-11-30
Other Names
  • Alex Bueno

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