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Current Employers
Diversify Advisory Services, Llc

10876 S River Front Pkwy Suite 600, South Jordan, UT 84095 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-12-11
  • CA RA
    APPROVED
    Since 2023-12-11

Branch Locations

10876 S River Front Pkwy Suite 600, South Jordan, UT 84095 • United States

3205 Violet Ridge, Encinitas, CA 92024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dfpg Investments, Inc South Jordan UT 05/2011 Present
Cedar Crest Advisors, Llc South Jordan UT 04/2015 04/2018
  • 05/2011 → Present
    Dfpg Investments, Inc
    South Jordan, UT
  • 04/2015 → 04/2018
    Cedar Crest Advisors, Llc
    South Jordan, UT
Other Businesses

1) ALTERNATIVE AND DIRECT INVESTMENT SECURITIES ASSOCIATION | 10401 NORTH MERIDIAN ST, SUITE 202 INDIANAPOLIS, IN 46290 | SECURITIES RELATED | BOARD OF DIRECTORS | BEGIN DATE: 01/2012 | DURING TRADING HRS/MONTH: 5% 2) Raven 23 CAPITAL,LLC |NON-INVESTMENT RELATED | MEMBER/MANAGER | BEGIN DATE: 01/2023 | DURING TRADING HRS/MONTH: 0% |Private Investment| 3) CREEK 34 CAPITAL, LLC | NON-INVESTMENT RELATED| MANAGER |BEGIN DATE: 6/2017| DURING TRADING HRS/MONTH: 2% | ADMIN WORK| 4) CREEK CAPITAL DENTAL HOLDINGS| NON-INVESTMENT RELATED| BOARD OF DIRECTORS| BEGIN DATE: 6/2017| BOARD MEETINGS/ADMIN WORK| 5) ADVISORY BOARD FOR REAL ASSETS ADVISOR; NON-INVESTMENT RELATED; BOARD MEETINGS; INDUSTRY PUBLICATION; ADVISORY BOARD MEMBER; 07/2019; 1% DURING BUSINESS HOURS; ONCE A YEAR MEETING WITH OTHER BOARD MEMBERS TO DISCUSS CONTENT FOR THE FOLLOWING 12 MONTHS. POSSIBLE FOLLOW UP PHONE CALLS 2-3 TIMES/YEAR. 6) Springwood Capital; Non-Investment Related; 903 Springwood Lane, Encinitas, CA 92024; Holding Company; Sole owner; 09/2019; 0% during business hours; Holding company for personal percentage of ownership of DFPG. Annual tax preparation and entity maintenance. 7) Tweed River, LLC.; Investment Related; Encinitas, California; Holding Company; Passive Investor; 2/2020; 0% during business hours; Tweed River is an LLC in which I am a member. It is an OBA which makes passive investments and my role is simply as a member of the LLC with no active involvement. 8) Rise Up Industries; Non-investment related; via Zoom; Non-profit; Consultant; 04/2022; 1% during business hours; Consulting to the board of directors of a 501(c)3 charity for matters related to its financing, investments and fundraising events. 9) Barbara Lawrie Irrevocable Trust. Investment-related: No. Trust for family member; acting as Fiduciary Capacity. 2/2026. 2% during business hours. 10) Donald and Elizabeth Bendix Living Trust.Investment related: No. 1/2026. Revocable Trust for family member. Acting as a Fiduciary Capacity. 2% during business hours

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-08-14
S63 Uniform Securities Agent State Law Examination 2008-07-03
  • S65 Uniform Investment Adviser Law Examination
    2015-08-14
  • S63 Uniform Securities Agent State Law Examination
    2008-07-03

View on SEC IAPD

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