Moritz C Mews

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2026-07-15

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Jacksonville	FL	08/2011	04/2022
Bank Of America, N.A.	Jacksonville	FL	09/2011	04/2022
Gwfs Equities, Inc	Greenwood Village	CO	04/2022	04/2022
Advised Assets Group, Llc	Greenwood Village	CO	04/2022	04/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Jacksonville	FL	10/2022	07/2026
Empower	Greenwood Village	CO	04/2022	10/2022
Bank Of America, N.A.	Jacksonville	FL	01/2023	07/2026
Fifth Third Bank	Orlando	FL	07/2026	Present
Fifth Third Securities	Orlando	FL	07/2026	Present

08/2011 → 04/2022

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Jacksonville, FL
09/2011 → 04/2022

Bank Of America, N.A.

Jacksonville, FL
04/2022 → 04/2022

Gwfs Equities, Inc

Greenwood Village, CO
04/2022 → 04/2022

Advised Assets Group, Llc

Greenwood Village, CO
10/2022 → 07/2026

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Jacksonville, FL
04/2022 → 10/2022

Empower

Greenwood Village, CO
01/2023 → 07/2026

Bank Of America, N.A.

Jacksonville, FL
07/2026 → Present

Fifth Third Bank

Orlando, FL
07/2026 → Present

Fifth Third Securities

Orlando, FL

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-03-07
S63	Uniform Securities Agent State Law Examination	2007-10-03