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Rick S Withers

Ieq Capital, LLC

San Francisco, CA

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Current Employers
Ieq Capital, Llc

950 Tower Lane Suite 1800, Foster City, CA 94404 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-02-19
NY RA APPROVED 2026-01-23
TX RA APPROVED 2026-01-23
CA RA APPROVED 2025-02-28
  • NJ RA
    APPROVED
    Since 2026-02-19
  • NY RA
    APPROVED
    Since 2026-01-23
  • TX RA
    APPROVED
    Since 2026-01-23
  • CA RA
    APPROVED
    Since 2025-02-28

Branch Locations

525 Market St Suite 11, San Francisco, CA 94105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Iconiq Capital, Llc San Francisco CA 07/2016 05/2018
Epiq Capital Group, Llc San Francisco CA 05/2018 02/2025
Ieq Capital, Llc San Francisco CA 02/2025 Present
  • 07/2016 → 05/2018
    Iconiq Capital, Llc
    San Francisco, CA
  • 05/2018 → 02/2025
    Epiq Capital Group, Llc
    San Francisco, CA
  • 02/2025 → Present
    Ieq Capital, Llc
    San Francisco, CA
Previous Registrations
  • 2020-07-06 → 2025-02-28
    Epiq Capital Group, Llc
    San Francisco, CA
  • 2016-08-05 → 2018-07-27
    Iconiq Capital, Llc
    San Francisco, CA
  • 2013-01-07 → 2016-07-11
    J.P. Morgan Private Wealth Advisors Llc
    San Francisco, CA
  • 2009-08-04 → 2013-02-01
    Luminous Capital, Llc
    Portola Valley, CA
    Los Angeles, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2013-02-04
S65 Uniform Investment Adviser Law Examination 2009-08-03
  • S63 Uniform Securities Agent State Law Examination
    2013-02-04
  • S65 Uniform Investment Adviser Law Examination
    2009-08-03
Designations

View on SEC IAPD

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Other Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA
1SHARPE CAPITAL LLC · SAN FRANCISCO, CA
RBC SECURITIES, INC · SAN FRANCISCO, CA
STRATEGIC ADVISERS LLC · SAN FRANCISCO, CA
VALEAS CAPITAL PARTNERS · SAN FRANCISCO, CA
ZENTARA EXCHANGE LTD · SAN FRANCISCO, CA

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