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Current Employers
Bow Stream Investments Llc

550 Reserve Street Suite 190, Southlake, TX 76092 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-08-21
MT RA APPROVED 2021-06-01
CA RA APPROVED 2018-05-15
  • TX RA
    APPROVED
    Since 2024-08-21
  • MT RA
    APPROVED
    Since 2021-06-01
  • CA RA
    APPROVED
    Since 2018-05-15

Branch Locations

Whitefish, MT • United States

550 Reserve Street Suite 190, Southlake, TX 76092 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bow Stream Investments Southlake TX 03/2015 Present
  • 03/2015 → Present
    Bow Stream Investments
    Southlake, TX
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2008-01-30
  • S63 Uniform Securities Agent State Law Examination
    2008-01-30
Designations

View on SEC IAPD

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