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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2009-02-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 07/2007 | Present |
| Northwestern Mutual Investment Services Llc | Stamford | CT | 02/2008 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND /OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 1974 OLD ROUTE, LLC, 1974 OLD ROUTE 17, ROSCOE, , NEW YORK, 12776, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 9/24/2021, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, I INTEND TO PURCHASE A COMMERCIAL BUILDING THAT HAS 7 APARTMENTS THAT WILL BE RENOVATED AND RENTED.; INVESTMENT-RELATED 3.DIRECTOR OF THE BOARD, WATERSHED AGRICULTURAL COUNCIL - FINANCE, ECONOMIC VIABILITY & GOVERNANCE COMMITTEES, 33195 STATE HIGHWAY 10, WALTON, , NEW YORK, 13856, UNITED STATES OF AMERICA, FIDUCIARY CAPACITY, START DATE: 10/1/2022, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, NON INVESTMENT RELATED 4. 50% OWNER, DOE HILL FARM, 952 ARLYN MILK RD, LONG EDDY, , NEW YORK, 12760, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 06/12/2024, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, WE ARE RESPONSIBLE FOR MANAGING OUR SMALL FARM HOMESTEAD. WE TAKE CARE OF SOME FARM ANIMALS, HAY THE FIELDS, TEND A GARDEN, CARE FOR SOME FRUIT TREES, CUT OUR FIREWOOD, MILL SOME LUMBER... HOMESTEADING STUFF. investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-01-26 |
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