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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-08-29 |
| CO | RA | APPROVED | 2024-08-26 |
Branch Locations
9800 Schwab Way, Lone Tree, CO 80124 • United States
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E*Trade Securities Llc | Denver | CO | 01/2016 | 06/2020 |
| E*Trade Capital Management Llc | Denver | CO | 01/2016 | 06/2020 |
| E*Trade Securities Llc | Centennial | CO | 06/2020 | 11/2020 |
| E*Trade Capital Management Llc | Centennial | CO | 06/2020 | 11/2020 |
| E*Trade Securities Llc | Greenwood Village | CO | 11/2020 | 09/2023 |
| E*Trade Capital Management Llc | Greenwood Village | CO | 11/2020 | 09/2023 |
| Morgan Stanley | Greenwood Village | CO | 01/2023 | 09/2023 |
| Morgan Stanley | Denver | CO | 09/2023 | 07/2024 |
| Morgan Stanley | Denver | CO | 09/2023 | 07/2024 |
| Schwab Wealth Advisory, Inc. | Lone Tree | CO | 07/2024 | Present |
| Charles Schwab & Co., Inc. | Lone Tree | CO | 07/2024 | Present |
1) Echoes of an Era LLC | Investment Related:No|Retail|Member|7/17/2025|Less than 20|0|I am the minority owner of the small business. My wife primarily operates the business, and I help with the book keeping.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-04-30 |
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