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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-11-16
CA RA APPROVED 2021-05-04
  • TX RA
    APPROVED
    Since 2022-11-16
  • CA RA
    APPROVED
    Since 2021-05-04

Branch Locations

2931 Townsgate Road, Westlake Village, CA 91361 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc New York NY 10/2014 07/2017
Jpmorgan Chase Bank Na Westlake Village CA 03/2021 Present
Jpmorgan Securities Llc Westlake Village CA 03/2021 Present
Jpmc London Branch London 08/2017 08/2020
Jpmorgan Chase Bank Na Montecito CA 09/2020 03/2021
  • 10/2014 → 07/2017
    Jpmorgan Securities Llc
    New York, NY
  • 03/2021 → Present
    Jpmorgan Chase Bank Na
    Westlake Village, CA
  • 03/2021 → Present
    Jpmorgan Securities Llc
    Westlake Village, CA
  • 08/2017 → 08/2020
    Jpmc London Branch
    London
  • 09/2020 → 03/2021
    Jpmorgan Chase Bank Na
    Montecito, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-05-04
S63 Uniform Securities Agent State Law Examination 2011-07-11
  • S66 Uniform Combined State Law Examination
    2021-05-04
  • S63 Uniform Securities Agent State Law Examination
    2011-07-11
Other Names
  • Eva Christine Rhodes

View on SEC IAPD

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