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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-06-06 |
| TX | RA | APPROVED | 2023-06-06 |
Branch Locations
12860 El Camino Real Floor 02, San Diego, CA 92130 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank Na | La Jolla | CA | 01/2019 | Present |
| Jpmorgan Securities Llc | La Jolla | CA | 01/2019 | Present |
| Jpmorgan International Bank Ltd. | London | 09/2012 | 01/2019 |
Entity Name: Mingei International Museum Investment related: Y Address: Balboa Park 1439 El Prado San Diego, CA 92101 www.mingei.org Nature of the other business: Art Museum Position/Title/Relationship: Board of Directors member (excluding advisory boards) Start Date: 12-01-2020 "Approximate # of hours a month: 0-10 1 hour max during trading" Approximate # of hours during securities trading hours: 0 Hours during trading Briefly describe your duties: Board of Trustees Member. Set policies and objectives. Review performance of the Director. Approve annual budget. Enhance the museum's reputation.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-06-05 |
| S63 | Uniform Securities Agent State Law Examination | 2019-03-12 |
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