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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-12-01 |
| TX | RA | APPROVED | 2023-12-01 |
Branch Locations
2231 E Camelback Rd Ste 350, Phoenix, AZ 85016 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Company | Tucson | AZ | 06/2007 | 11/2023 |
| Nylife Securities Llc | Tucson | AZ | 09/2007 | 11/2023 |
| Eagle Strategies Llc | Tucson | AZ | 05/2012 | 11/2023 |
| Full Moon Financial | Tuscon | AZ | 08/2020 | 11/2023 |
| Principal Life Insurance Company | Phoenix | AZ | 11/2023 | Present |
| Principal Securities, Inc | Phoenix | AZ | 11/2023 | Present |
| Full Moon Financial | Phoenix | AZ | 12/2023 | Present |
**FIXED INSURANCE POSITION: Registered Rep NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 12/13/2023 ADDRESS: 2355 E. Camelback Rd, Suite 501, Phoenix AZ 85016, United States DESCRIPTION: Fixed Insurance; life, disability, annuities, long term care, health, Medicare supplements, group benefits **INSURANCE / Full Moon Financial POSITION: Financial Advisor NATURE: Fee based advisor, financial strategies, life insurance/annuities, business consulting as an approved activity through a broker dealer INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2024 ADDRESS: 575 W. Sunset Ave, Oracle AZ 85623, United States DESCRIPTION: An approved DBA for Full Moon Financial already exists; I am applying for an OBA for Full Moon Financial LLC. I am the only owner for the LLC. I wished to form for liability protection. My intension is to run group business and life insurance through this LLC. I will not purchase real estate with this entity.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-05-14 |
| S63 | Uniform Securities Agent State Law Examination | 2008-03-29 |
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