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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-10-02 |
| IL | RA | APPROVED | 2023-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E*Trade Capital Management Llc | Chicago | IL | 02/2016 | 02/2020 |
| E*Trade Securities Llc | Chicago | IL | 02/2016 | 02/2020 |
| E*Trade Securities Llc | Chicago | IL | 02/2020 | Present |
| E*Trade Capital Management Llc | Chicago | IL | 02/2020 | Present |
| Morgan Stanley | Chicago | IL | 03/2023 | Present |
| Morgan Stanley | Chicago | IL | 09/2023 | Present |
| Morgan Stanley | Chicago | IL | 09/2023 | Present |
*618687 - Rover; Investment related: No; Seattle, Washington; Simply offering my time to walk Dogs. For free or somestimes for tips.; Simply enrolling on Rover app so people in my area only Park Ridge, IL can reach out to me to walk their dogs. (proprietor, partner, officer, director, employee, trustee, agent); 12/2024; During business hours: 0; After business hours: 4; Simply walking dogs outside.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-04-08 |
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